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Special Exclusive Discounted Basel III/CRD Classes for CompliancEX Readers!
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The members of Basel iii Compliance Professionals Association has an exclusive discount for CompliancEX Readers.
They are offering a 20% discount for their 2014 Basel III/CRD IV instructor-led classes.
They will be taking place in New York, London, Frankfurt, Zurich, Luxembourg, Dubai, Hong Kong, Rome, Dublin, Kuala Lumpur.
To learn more about the two different classes please go to:
To receive the 20% discount when registering please enter the promo code: Association20
If you have any further inquiries about the classes before signign up please feel free to contact George Lekatis at
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In a span of four days last week, two current executives and one recently retired top ranking executive of major financial firmswere found dead. Both media and police have been quick to label the deaths as likely suicides.
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Barclays Plc said its 2013 underlying earnings dropped by a quarter from the year before to 5.2 billion pounds ($8.5 billion), below expectations, which is likely to be due to a fall in investment bank earnings.
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Greed is good, and high-speed trading is better-if you want to rig the market I wasn't sure I'd heard him right.
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The stock market surged Friday after the lousy jobs report. The Dow soared 160 points, while the S&P 500 and Nasdaq also rose.
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Following JPMorgan Chase (NYSE:JPM) and Assurant Inc.'s (NYSE:AIZ) $300 million settlement last year, now Citigroup (NYSE:C) has been told to pay $110 million in a lawsuit to homeowners who were forced to pay expensive property premiums by the bank.
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Swiss bank UBS AG has put two bankers on leave as part of an internal investigation into the hiring of a close relative connected to a potential Chinese corporate client, IFR reported on Monday.
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For techies scanning the headlines over the past few months, one name has become an increasingly common occurrence: Carl Icahn, the legendary "vulture capitalist," who first made a name for himself during the leveraged buyout boom of the 1980s, which pillaged profitable corporations for personal profit.
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Danske Bank has suspended six employees after Danish prosecutors started a probe into price manipulation on mortgage bond trades conducted in 2009.
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Here's an interesting one. Argentina's central bank is investigating the dismissal of a Deutsche Bank currency trader to determine whether it was linked to a warehouse fire that destroyed industry documents this week in Buenos Aires.
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The Financial Conduct Authority has turned the tables on the recent trend of banks snapping up former regulators by appointing former Goldman Sachs and UBS banker James Kelly.
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The executive suites of JPMorgan Chase in Midtown Manhattan may seem a world away from the politically connected Chinese job applicants who landed on the bank's payroll.
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Barclay's has been forced to issue confirmation of its pre-tax profits for 2013 a day ahead of its results after they were leaked in a diary column.
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Two Goldman Sachs Group Inc. (GS) managing directors are leaving for Citadel LLC, joining the migration of traders leaving Wall Street banks for hedge funds as lenders pull back from riskier businesses.
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The probe into possible insider trading continues with U.S. authorities looking at a number of hedge funds, including at least one individual at SAC Capital, a source familiar with the matter tells CNBC.
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Four months into a criminal trial for five former employees of Bernard L. Madoff Investment Securities, witnesses have made it clear that no one but Madoff himself knew the whole truth about his massive Ponzi scheme, from his top lieutenant on down.
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When: March 25-26, 2014
Where: The Princeton Club, NYC 15 West 43rd Street New York, NY 10036
**CompliancEX subscribers are eligible for a 10% registration discount with Code FMP173**
Top Reasons to Attend:
- Review upcoming regulatory developments, examine their impact on due diligence and strategize what you should be doing now to prepare
- Network with your peers and discuss how and why their expectations for due diligence have changed
- Map out effective tactics to obtain essential but undisclosed information
- Discover strategies to avoid conflicts of interest resulting from consolidation and outsourcing
- Identify important considerations when keeping vital corporate information in the cloud
- Dig deeply into the nuances of pricing and valuation
- Understand the industry impact as more institutional investors make direct investments
- Discern the "yellow flags" involving counterparty risk that you should never ignore
- Investigate the new best practices in hedge fund due diligence
- Earn 14 CPE credits!
For More Details Read Here
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