|Securities Industry Overview
November 13, 2012
Understanding the securities industry does not come easily. It is a very large and complex market where securities worth several billions of dollars are traded and settled every day.
* What are securities?
* Who are the players in the market and what are their roles?
* What are the key business and systems challenges for the new millennium?
Learn the answers to these questions and more at our SECURITIES INDUSTRY OVERVIEW, a training seminar based on a securities market model designed to help answer your questions in a succinct modular format. The seminar presents an overview of the various US and Non-US security products and a model of market participants and their roles. Within this model, business and systems requirements for trading & investment management, securities accounting, and custody processing are described for industry participants such as:
Registration: Registration for this one-day seminar is $795. This class sells out, so be sure to register early.
Register: Simply register online, call 646-395-6341, or email Karen Mack. Group discounts are available. Contact Karen Mack for rates.
Instructor: Phil Sindel, President, Olmstead Associates
Location: This seminar will be held at Olmstead Associates Training Center, located at 185 Devonshire Street, Boston, MA 02110. Additional location information can be found on our web site.
Questions: Contact us via email.
CPE Credits: Eligible participants can earn 7 CPE Credits for this full day course.
7th Annual Reconciliations & Exception Management Conference
October 17, 2012, New York, NY
Last Chance to Register!
7th Annual OTC Derivatives Operations & Processing Conference
November 14, 2012, New York, NY
Attend & hear an update from Commissioner Bart Chilton of the CFTC!
Understanding the Securities Industry
December 11-12, 2012, New York, NY
Financial Technologies Forum, LLC. is registered with the National Association of State Boards of Accountancy (NASBA), as a sponsor of continuing professional education on the National Registry of CPE Sponsors.
State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to: National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417.www.nasba.org
Program Level: Overview
Delivery Method: Group-live
Program refund policy: For more information regarding administrative policies, such as complaint and refund, please contact our offices at 646-395-6341.