Part I: Questions
Use This Policy to Comply with the SAFE Act
This top-rated policy from Clawson Community Credit Union will help you comply with the Secure and Fair Enforcement for Mortgage Licensing (SAFE) Act.
Answer: SAFE Act Policy
Maintain Staff Privacy with This Policy
This policy from Tri-Cities Credit Union will help you maintain the confidentiality of your employees' personal information, including wage and account information.
Answer: Confidentiality Policy
Adopt This Policy to Meet PATRIOT Act Requirements
This policy from Auto-Owners Associates Credit Union will help you comply with a wide variety of federal regulations, including those set forth by the Bank Secrecy Act, USA PATRIOT Act, and the Currency and Foreign Transactions Reporting Act.
Answer: BSA/AML Policy
Use This Exam Report to Prepare for Regulator Questions About Vendor Due Diligence
This examination summary, which was just posted in April 2015, lists vendor due diligence and liquidity management as examiner hot topics and states that the CU*BASE Tracker tool is helpful in addressing these two areas.
Answer: Affinity Group Credit Union Exam Report Submitted on April 23, 2015
Review This Exam Report If You Host Volunteers
This exam report, submitted in January 2014 by a California credit union, will help you prepare for exams that focus on credit union volunteers.
Answer: Inland Valley FCU Exam Report Submitted on January 31, 2014
|