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June 2018 Happy Canada Day & July 4th!

STA Open Call  brought to you by Virtu Listed Options & Equities Cross Market Surveillance Please join us as we learn about FINRA’s most up-to-date cross market surveillance in the listed options and equity markets and what firms should be considering in their internal surveillance.   presenter Gene DeMaio Senior Vice President FINRA, Market Regulation July 10, 2018 4:30 pm to 5:00 pm EDT Register HERE Visit Open Call Reports

2018 Conference Information HERE

STA Light House brought to you by JonesTrading  SEC Access Fee Pilot; Where's your letter? A core strength of our rulemaking process is the request for comment stage, which offers industry participants the opportunity to express opinions to regulators and also to have visibility into the opinions of others. The transparent and publicly available nature of this stage provides invaluable information for decision makers and produces well vetted outcomes with benefits that accrue to the investors we all serve. When conflicting opinions result in heated public debate, however, this stage of the process can be a little painful to watch. Read more here. Visit Light House

STA Women in Finance brought to you by Thomson Reuters Is Blockchain one word or two? by Jim Toes Over the coming weeks STA will be developing the program for its 85 th  Annual Market Structure Conference in Washington DC. More than 50 industry professionals will participate as speakers, moderators or panelists. If past performance is any indication of future outcomes then conversations like this will be taking place: “Hello Joe, would you like to be a panelist at our conference?” “Sure, yes.” “Would you like to know what the panel is on first?” “Oh yeah, what’s it on?” “Blockchain.” “Cool. By the way, is Blockchain one word or two?” Read more here. Visit STA WIF News

Upcoming Affiliate Events  brought to you by Citadel Securities July 12-13 - MSDA Summer Conference at the Marquette Hotel, Minneapolis featuring speaker Jared Dillian of The Daily Dirtnap and Annual Lawn Bowling Tournament details August 2-4 - STAW's 43rd Annual Convention at the iconic Iron Horse Hotel, Milwaukee details August 10-11 - PNWSTA Conference & Annual Monte Carlo Charity Night at the Nines Hotel in downtown Portland details August 16-19 - 25th Annual CSTA Conference at the Hilton Quebec, Quebec City details  Visit 2018 Affiliate Events

Grassroots Giving

Bay Street Children's Foundation Started in 1996 with its first softball tourney in Riverdale Park, Bay Street's mission is simple: give to children in need. Click here to find out more about this worthwhile organization, and catch their annual Softball Tournament July 6-7! Learn more about Grassroots Giving

Media Inquiries Mark Dowd Forefront Communications Group 973-761-0960 [email protected]

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