June 2017
Feature Article

To the Class of 2017: Loyality, be open to feeling it. 
by Jim Toes


With Memorial Day now behind us, another season of commencement addresses across college campuses has passed. Like you, I enjoy a good YouTube video on these types of speeches whether it’s a Navy SEAL describing how he starts everyday with the accomplishment of making his bed or seeing Will Ferrell appear out of character to deliver a warm-hearted message about the support his family provided him in pursuing his passion, comedy.

Commencement speeches framed by personal experiences and the actions taken, both right and wrong fill my Top 10 list. That’s because life stories told with honesty and in detail provide the robust data young 20 something year-olds need when formulating decisions in their life and career. Hearing about actual mistakes, failures and home-runs resonate more deeply than messages filled with metaphors on rainbows, climbing mountains or caterpillars turning into butterflies. So as this the class of 2017 begins its career on Wall Street, there is one personal story I’d like to share because it is representative of the tens of thousands of people employed in the financial services industry around my time of starting. It is a story on loyalty..read full story here


STA Comment Letter
STA submits comment letter on FINRA Special Notice; Engagement Initiatives. 

"STA believes that the efficacy of FINRA as an SRO should be measured equally on its ability to accomplish both these roles as educator and investor protector. Read full letter here
STA 84th Market Structure Conference - Program Update!

We're pleased to announce that Congressman Bill Huizenga (R-MI) Chairman, House Financial Services Subcommittee on Capital Markets will be presenting on the Thursday, September 14th date of STA's 84th Annual Market Structure Conference. To register and view conference program please visit our conference homepage here

Affiliate Event Update
Brought to you by Citadel


STA Wisconsin (STAW)
42nd Annual Convention
The Westin Hotel
Milwaukee, WI  
August 3-5, 2017