Regulation D and A/A+ Basics, Updates, & Ethical Considerations
October 19, 2022

The Securities Act of 1933 and the 1934 Securities and Exchange Act (“Securities laws”) are two of the primary federal laws that govern what companies can and can’t do when it comes to selling their securities. Many practitioners that work with businesses engage in securities work without even knowing it and are ethically required to be aware of these regulations at least at a basic level. It’s for that reason that we’ve put together a CLE and panel that will cover two of the most commonly used regulations exemptions from securities registration relied upon by practitioners when advising their business clients on private sales of securities; Regulation D and Regulation A/A+. This CLE will give you a basic sense of what companies need to know when raising capital, as well as provide recent updates that went into effect recently.
Mental Health First Aid - Identifying Acute Mental Health Crises
October 25, 2022
Free to BLS members

We all are affected by periodic emotional or mental health challenges. The seriousness of those challenges may range from minor to serious and life threatening. This seminar will help attendees to identify what constitutes a mental health crisis and steps that may needed to be taken in those circumstances. We will also be teaching effective crisis survival skills that may help to manage times of high distress or emotional overwhelm without resorting to coping in destructive or problematic ways. This seminar will include information concerning suicide risk, self-harm, and substance abuse, and avenues for seeking help.
View from the Bench
If you registered for the previous date, you do not need to take any action. Your registration will automatically be moved to the new date.
Financial Literacy for New Professionals
November 9, 2022
Free! Register now
39th Annual Federal Securities Institute
March 2-3, 2022
CLE Available 24/7!