DPSAC News
A bi-weekly newsletter from the Division of Personnel Security and Access Control
Providing timely information to help keep NIH safe and secure.

June 6, 2018 Issue of DPSAC News
New Fed Employees, Contractors Should Complete e-QIP Supplemental Forms with the Same Care as e-QIP
Individuals entering federal service (including contractors) must complete a background investigation for their position at NIH. Part of this background investigation involves filling out a questionnaire through the National Background Investigation Bureau (NBIB) online system: Electronic Questionnaires for Investigations Processing (e-QIP).

The applicant is also required to complete several mandatory forms for the background investigation. These supplemental forms are sent along with the initial e-QIP invitation email as attachments.

Despite the title of these forms, they are not optional – they are REQUIRED for the background investigation. Without them, OPM will not initiate the background investigation.
 
These forms include the “ Declaration of Federal Employment (OF-306),” the “ Optional Application for Federal Employment (OF-612)” the “ HHS Credit Release,” and for those in public trust positions, the “ Additional Questions for Moderate Risk Public Trust Positions.

Additionally, individuals who are required to work with or around children at NIH will be required to complete the “OFI 86C Special Agreement Check” form in addition to supplemental documentation required for their Child Care Investigation (per the Crime Control Act of 1990).

Badging Delays Traced to Errors and Omissions on Supplemental Forms
Approximately 70% of e-QIP or Supplemental Forms reviewed by DPSAC case reviewers prior to releasing to OPM are either incomplete, filled out improperly or contain erroneous information.

When DPSAC case reviewers discover incomplete or faulty entries on the e-QIP or Supplemental Form submissions, they must send the e-QIP package back to the applicant for correction. Many of these issues can be avoided if the applicant follows the detailed instructions included on the forms

Unfortunately, a returned questionnaire can cause delays in the badging process and can result in the badge being disabled and confiscated at the perimeter gate when the person attempts to enter the NIH campus.

In instances when the individual’s badge is confiscated, the badge holder will need to contact Personnel Security [ orspersonnelsecurity@mail.nih.gov; 301-402-9755] to re-initiate his/her background investigation. Submitting the background investigation to NBIB is a Homeland Security Presidential Directive 12 (HSPD-12) requirement before an applicant can be issued a PIV badge at NIH.

Only after DPSAC has successfully completed its review of the applicant’s e-QIP and Additional Forms will it submit the e-QIP package to NBIB for the appropriate background investigation.

When "Optional" is NOT Optional
Even though the OF-306 and OF-612 forms contain the word ‘Optional’ in their titles, completing these forms is NOT optional. According to DPSAC case reviewers, this may be one reason that applicants take the supplemental forms less seriously. As with the e-QIP questionnaire, responses in the supplemental forms must adhere to NBIB guidelines or they will be rejected.

In The News
Background Investigation 'Tiers' to Replace Current Naming Conventions in NED
In the upcoming months, the NED team will be updating the terminology Currently displayed in the NED Portal in order to align with the required standard OPM naming conventions. According to the NED team, NED plans to begin using Tiers terminology in place of Levels in mid to late July 2018.

Click here for a full description of the five tiers and their corresponding background investigations. This information is also found on the DPSAC website at: https://go.usa.gov/xQKgR . You may want to bookmark this URL for future reference.
Remove "Freeze" on your Credit Report to Avoid Background Investigation Delays

When the National Background Investigation Bureau (NBIB) is unable to obtain a tri-bureau credit report due to one, two, or all three bureaus having a security freeze, the overall effect is an incomplete investigation.
 
NBIB has changed its internal process for handling frozen credit discovered during the investigative process.

Should the Bureau discover that the person’s credit report is frozen at the time they conduct the credit check, it will give the agency submitting the investigation request (e.g., DPSAC/ NIH) 10 days to notify NBIB that the credit report has been un frozen. If NBIB is not notified within the 10-day period, the investigation will be discontinued.
 
DPSAC requires individuals who have a credit report freeze in place and are planning to undergo a background investigation to temporarily lift the freeze on their credit report prior to submission of the e-QIP to the DPSAC office. This requirement applies to national credit bureau checks which are conducted as extra coverage for positions of 'public trust' or higher.

Q . We have a number of contractors who come across Personally Identifiable Information (PII) and Protected Health Information (PHI) as part of their routine work activities. 

What is the best way to determine the appropriate background investigation and Tier level for these individuals? *

A . As you know, each position at NIH is assigned a level of risk and sensitivity that determines the level of background investigation that is required for that position.

The best way to determine the correct background investigation is to run the individual's position description information through OPM’s Position Designation Tool (PDAT). This can be used as a guide for determining the required background investigation for federal contractors as well. The PDAT is available at:

Generally individuals who have access to PII should be classified as Public Trust and are required to undergo a background investigation for a Moderate Risk Public Trust Position (now known as the Tier 2 investigation).

However, since there are many factors that could affect the calculated position investigation requirement, it is sound practice to use the PDAT.

Helpful Tip

Volunteers and Tenants are now issued Restricted Local Access (RLA) badges instead of NIH Legacy badges. Rather than fill out an Extended Visitor request form issued by the NIH Police, Volunteers and Tenants are now sponsored by their Administrative Officer and undergo a background investigation or fingerprint check. 
A biweekly e-newsletter from the National Institutes of Health, Office of Research Services, Division of Personnel Security and Access Control (ORS/DPSAC) to keep its readers informed of personnel security and access control policies and practices designed to safeguard the NIH and its workforce. DPSAC is responsible for verifying personal identity, validating suitability, reviewing background checks, authorizing facility access and issuing ID badges for NIH personnel. 

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