What Is a Government Investigation?
“Government Investigation” means any investigation initiated by, or involving, the Department of Justice, the Office of Inspector General, or the Federal Bureau of Investigations, or any investigation where a search warrant is issued. In any government investigation, government agents can arrive unannounced at a place of business. Agents might also visit the homes of present or former Millennium team members to conduct interviews or locate supporting materials.
Your Rights and Responsibilities
Millennium team members must fully cooperate with government investigations, comply with all laws, and cooperate with any “legal and proper” demand made in a government investigation. Under no circumstances will Millennium or its team members engage in any way to obstruct a government investigation.
Upon arrival of government agents at an office or practice, or upon receiving notice of the delivery of a subpoena or other legal document from a government agency, Millennium team members should immediately notify:
- Their direct supervisor; and
-
Tracy John, Interim Compliance Officer and/or Kate English, Manager of Compliance, Ethics, and Risk (or designee).
Whenever engaging with government agents, team members should:
- Always be polite;
- Obtain the identity of the investigator(s);
- Obtain the name of agency the investigator represents;
- Inspect the investigator’s credentials;
- Ask the reason for the inquiry or investigation.
If you have any questions about government investigations at Millennium, please contact:
Tracy John, Interim Compliance Officer
Office: 239-232-2950
Cell: 941-875-3117
Email: [email protected]
Kate English, Manager of Compliance, Ethics & Risk
Office: 239-217-6019 ext. 100265
Cell: 239-877-1376
Email: [email protected]
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