In keeping wth my annual October tradition I mine classic horror films for lessons in compliance and ethics. This post begins my month long series. I consider the leadership lesson of Dr. Victor Frankenstein in the context of the actions of Wells Fargo CEO John Stumpf

The Wells Fargo scandal is the first time significant clawbacks have been required from financial company executives. Is it a harbinger? In this post, I consider whether this case will lead to any changes and whether it will modify the conduct of executives. 

In this post I discuss Sir Neville Marriner, who founded the Academy of St. Martin's in the Fields as a starting point to talk about how corporate culture is driven by not only what is measured in a company but also what is inspected. 

In this post I discuss the SEC enforcement action against GSK for its corruption in China and consider what factors may have led the DOJ to decline to prosecute the company. 

In this post I discuss how the DOJ laid out the requirement for profit disgorgement in the FCPA Pilot Program.