From the Hill
brought to you by Williams & Jensen
SEC Staff Encourages Engagement on MiFID II
In the year since MiFID II became effective, broker-dealers, investment advisers, issuers and other market participants have had an opportunity to observe the effects of MiFID II’s research provisions.
“As the staff evaluates possible recommendations, it is invaluable to hear from a diverse group of market participants,” said SEC Chairman Jay Clayton.
SEC OCIE Announces 2019 Examination Priorities
This year, particular emphasis will be on digital assets, cybersecurity, and matters of importance to retail investors, including fees, expenses, and conflicts of interest.
Congress's Incoming Class in More Diverse Than Ever
We looked at the newest additions to the House and Senate — 100 non-incumbent winners* — and found their average age is 49. That makes this incoming class the youngest in the past three cycles. It is also the most diverse cohort to date.
