Week InAdvance | Mon 11/7 COP22 opens in Marrakesh. Web Summit in Lisbon . | Tue 11/8 CPMI-IOSCO group in Paris. Election day in U.S. | Wed 11/9  DOL ERISA meeting. | Thu 11/10 INVESTORS Market Practices Council meets . | Fri 11/11 Veterans Day holiday in the U.S. Stock markets open, bond markets closed.
7 Nov 2016
please join us...
Thursday, Nov 10
INVESTORS Market Practices Council meeting
11 - 11:30 am
for details...
Matthew Jones
Staff Director
(202) 712-9050
at the agencies

Wednesday, Nov 9 - 
Thursday, Nov 10
ERISA Advisory Council meets to discuss the cybersecurity considerations for benefits plans,
examine the obstacles to the consolidation of retirement savings within employer-sponsored plans, and draft recommendations to the Secretary of Labor.

Thursday, Nov 10
Live webcast on MSRB website to review the municipal advisor registration requirements and process.  The SEC's Office of Compliance Inspections and Examinations (OCIE) and Office of Municipal Securities, and the MSRB are partnering with the Financial Industry Regulatory Authority (FINRA) to sponsor the program.
on the hill

House in recess until after election; scheduled to return Nov. 14. 
Senate not in session until Nov. 15 except for pro forma sessions, during which no business expected.
across the globe

Monday, Nov 7 -
Tuesday, Nov 8
Compliance Week Europe conference. Speakers include Paul Brinkworth, case controller on the bribery and corruption division of the Serious Fraud Office, Fouad Khalifeh, group chief compliance officer at Fransabank Group and Anthony Wills, former head of compliance at Bank of Beirut.

Monday, Nov 7 -
Thursday, Nov 10
LISBON, Portugal
Web Summit (a sort of Davos for geeks). More than 51,000 tech CEOs, founders, startups, investors and political leaders from around the globe will explore the impact of tech on the world. Speakers include World Trade Organization Director-General Roberto Azevedo, Cisco Systems Executive Chairman John Chambers, Amazon CTO Werner Vogels, Facebook CTO Mike Schroepfer, and Bank of England COO Charlotte Hogg.

Monday, Nov 7 -
Friday, Nov 18
United Nations Conference on Climate Change. The COP22 conference is a step towards implementing the 2015 Paris Agreement.  The 2016 conference aims to agree on the collective steps that need to be taken to combat the global challenges of climate change and foster sustainable development.

Tuesday, Nov 8
EU finance ministers meet to discuss a proposed financial-transaction tax and the implementation of banking union.

Tuesday, Nov 8 -
Thursday, Nov 10
PARIS, France
CPMI-IOSCO Implementation Monitoring Standing Group. The IMSG actively monitors the implementation of the Principles for Financial Market Infrastructures (PFMI).

Thursday, Nov 10
British Bankers' Association's cyber resilience conference. Speakers include Robin Jones, head of prudential and resilience specialist supervision and Jamie Saunders, director of the National Cyber Crime Unit of the National Crime Agency.

Thursday, Nov 10
Financial Conduct Authority financial crime conference. For money laundering reporting officers, senior management and compliance practitioners from regulated firms.

Thursday, Nov 10
City & Financial: Recent Developments in the Market Abuse Regime. Speakers include Helen Boyd, a manager in the trading conduct and settlement team at the Financial Conduct Authority and Mark Yallop, chair of the FICC Markets Standards Board.

Thursday, Nov 10
ASUNCION, Paraguay
International Association of Insurance Supervisors 23rd annual conference for supervisors worldwide to discuss global and regional insurance initiatives and developments

Thursday, Nov 10 -
Friday, Nov 11
Central bankers from the Americas gather for an annual conference entitled "Monetary Policy and Global Spillovers." Participants include central bank governors from Chile, Mexico, Brazil, Canada, Argentina, Peru and the Vice Chairman of the U.S. Federal Reserve System, Stanley Fischer.
other events

Monday, Nov 7
International Monetary Fund Managing Director Christine Lagarde will participate on opening panel of IMF conference on Fiscal Policies and Gender Equality.

Wednesday, Nov 9
The World Bank and Global Financial Integrity hold discussion on fighting financial corruption.

Wednesday, Nov 9 -
Thursday, Nov 10
PHOENIX, Arizona
Financial Industry Regulatory Authority's small firm conference focuses on small firms' practices and tips for complying with FINRA rules.

Sunday, Nov 13 -
Tuesday, Nov 15
American Bankers Association money laundering enforcement conference. Speakers include C. Michael Raffa, chief AML officer and head of financial crimes at Santander, Peter J. Neilsen, managing director in AML compliance at JPMorgan Chase and David Szuchman, head of global financial crime compliance at PayPal.
transparency. inclusiveness. consensus.
The Association of Institutional INVESTORS is a member-led organization of institutional investment advisors that represents the interests of investors and strives to advance good practices and promote fair and efficient financial markets through open engagement with policy makers and others.
Association of Institutional INVESTORS
One Financial Center, 5th Floor
Boston MA 02111-2660