Week inAdvance
Monday | Apr 22, 2019
Mon Apr 22 Earth Day. | Tue Apr 23 Fed to discuss bank control transparency. | Wed Apr 24 FDIC fintech forum. | Thu Apr 25 Belt & road forum in Beijing. | Fri Apr 26 Global threats on CFR's agenda. | Sat Apr 27 Japanese markets closed thru May 6.
please join us
Wednesday, Apr 24
INVESTORS cyber security industry update
11 - 11:30 am

Wednesday, Apr 24
INVESTORS monthly members industry update
4 - 4:30 pm

Come when you can. Leave when you have to. Take your calls.

for more info:
Matthew Jones, executive director
(202) 712-9050
at the agencies
Tuesday, Apr 23
CANCELLED: The matters under consideration are being resolved through the CFTC’s seriatim (taking one subject after another in regular order; point by point) process.
Open meeting to consider:
  • Proposed rule regarding amendments to CFTC regulations on certain swap data repository and swap data reporting requirements
  • Proposed rule regarding amendments to derivatives clearing organization general provisions and core principles
  • Comparability determination for the U.K.: certain requirements applicable to swap dealers and major swap participants under U.K. law following a no-deal Brexit
  • Final rule amending CFTC regulations to conform to FAST Act provisions on privacy of consumer financial information
  • Certification of the NIFTY 50 index futures contract listed on the NSE IFSC Limited to be offered and sold to persons located in the U.S.

Tuesday, Apr 23
O pen meeting to discuss a proposal to simplify and increase the transparency of the board’s rules for determining control of a banking organization.

Tuesday, Apr 23 -
Thursday, Apr 25
The MSRB board of directors will meet. View their meeting discussion items here .

Wednesday, Apr 24
The FDIC and Duke University’s Fuqua School of Business and Innovation and Entrepreneurship Initiative host the "Fintech and the Future of Banking" conference. FDIC Chair Jelena McWilliams and Treasury Secretary Steven Mnuchin will discuss the role of financial technology and innovation in banking, followed by a series of discussions on regulatory innovation; data and technology in lending; the competitive landscape of 2019 and beyond; fintech funding; and financial advice and consumer decision-making.
on the hill
House, Senate in recess until April 29.
across the globe
Tuesday, Apr 23 -
Wednesday, Apr 24
PARIS, France
2019 OECD Global Forum on Public Debt Management. Discussions will focus on the funding environment, the role of borrowing instruments in broadening the investor base, technological advances in finance for government bond markets and challenging debt dynamics.

Wednesday, Apr 24 -
Friday, Apr 26
IOSCO (International Organization of Securities Commissions) seminar training program on protecting the retail investor: a securities regulator perspective.

Thursday, Apr 25 -
Saturday, Apr 27
China holds its second Belt and Road Initiatives Forum.

Saturday, Apr 27 -
Monday, May 6
Markets in Japan are scheduled to be closed because the government has designated holidays around the abdication of Emperor Akihito. Brokerages have begun to implement measures that may alleviate trouble for investors to overseas stocks at least.
other events
Monday, Apr 22
Earth Day 2019 . This year’s theme: protecting endangered species. The Earth faces its greatest rate of species extinction since the dinosaurs.

Monday, Apr 22
Easter Monday observed in  many nations .

Friday, Apr 26
The Council on Foreign Relations hosts a conversation with FBI Director Christopher Wray. He’ll discuss global threats to the U.S.

Sunday, Apr 28 -
Saturday, May 4
ORLANDO, Florida
NRS (National Regulatory Services) Spring 2019 Compliance Conference.
220 x 128 px