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Week InAdvance | Mon Oct 2 IOSCO World Investor Week. Nobel Prize week begins in Stockholm. Ten regulatory events in DC. | Tue Oct 3 Senate hearings on Wells Fargo & international tax reform. Mel Watt in the House. | Wed Oct 4 Basel Committee begins two-day meeting. Senate examines Equifax cyber breach. Jay Clayton in the House. | Thu Oct 5 FINRA advertising regs conference in DC. Former Equifax CEO in the House. | Fri Oct 6 Green Economy Summit in Argentina. | Sat Oct 7 International economic conference in Montreal.
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INVESTORS Cyber Security Council Working Lunch
Includes a tour of one of the world's largest
mission-critical telecommunications and
data center facilities.
Complimentary parking can be arranged.
11 am - 2 pm EDT
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for more info on INVESTORS Councils
Matthew Jones,
staff director
mjones@association.institutionalINVESTORS.org
(202) 712-9050
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at the agencies
Monday, Oct 2
Ten regulatory agencies will hold public sessions after the president gives a White House speech on the regulatory agenda. The goal of the event is to promote the importance of deregulation to the economy.
Tuesday, Oct 3
OFFICE OF THE COMPTROLLER OF THE CURRENCY
Public meeting of the Minority Depository Institutions Advisory Committee (MDIAC).
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on the hill
Tuesday, Oct 3
SENATE BANKING, HOUSING, AND URBAN AFFAIRS
Hearing on Wells Fargo, one year later.
Wells Fargo CEO Timothy Sloan will testify.
Tuesday, Oct 3
SENATE FINANCE
Hearing on international tax reform.
A panel of academics plans to testify.
Tuesday, Oct 3
HOUSE FINANCIAL SERVICES
Hearing on sustainable housing finance and an update from Mel Watt, director of the Federal Housing Finance Agency (FHFA).
Wednesday, Oct 4
SENATE BANKING, HOUSING, AND URBAN AFFAIRS
Hearing to examine the Equifax cybersecurity breach. Former Equifax
CEO Rick Smith will testify.
Wednesday, Oct 4
HOUSE FINANCIAL SERVICES
Hearing to examine the SEC's agenda, operations, and budget.
SEC chair Jay Clayton will testify.
Clayton was asked to prepare testimony regarding his coordination with the Labor Department on the fiduciary rule, as well as corporate disclosure requirements, equity and fixed-income market structure.
Thursday, Oct 5
HOUSE FINANCIAL SERVICES
Hearing to examine the Equifax data breach. Former
Equifax CEO Rick Smith will testify.
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across the globe
Monday, Oct 2
STOCKHOLM, Sweden
Nobel Prize week begins
with the physiology/medicine award. The prize in physics will be announced Tuesday and in chemistry on Wednesday. The peace prize will be announced Friday. The prize for literature is expected in the coming days and the economics prize will be announced next week.
Monday, Oct 2 -
Sunday, Oct 8
WORLD INVESTOR WEEK
During IOSCO's (International Organization of Securities Commissions) virtual event
to promote greater investor education and protection worldwide,
IOSCO securities regulators across the globe will provide activities n their own jurisdictions to launch investor-focused communications and services, promote contests to increase awareness of investor education initiatives, organize workshops and conferences, and conduct local/national campaigns.
Wednesday, Oct 4
STRASBOURG, France
The European Parliament will vote on a non-binding Brexit resolution at a plenary session and MEPs will vote on a resolution to set out parliament's recommendations for the Oct. 20 EU27 summit in Brussels.
Wednesday, Oct 4 -
Thursday, Oct 5
BASEL, Switzerland
Basel Committee on Banking Supervision will hold the meeting originally planned for Sept. 13-14. No reason was given for the postponement.
Friday, Oct 6
CORDOBA, Argentina
Green Economy Summit 2017 aims to train leaders in environmental sustainable development.
Saturday, Oct 7
MONTREAL, Canada
Boston Fed President Eric Rosengren speaks before the 84th International Atlantic Economic Conference sponsored by the International Atlantic Economic Society.
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other events
Monday, Oct 2
NATIONAL HARBOR, Maryland
SEC chief accountant Wes Bricker and deputy chief accountant Marc Panucci will speak at the National Association of Corporate Directors' Global Board Leaders' Summit. The commission's priorities and policy initiatives under Clayton will be topics of discussion.
Tuesday, Oct 3
WASHINGTON DC
CFTC chair J. Christopher Giancarlo will speak at a Reuters-sponsored event at George Washington University. Topics include how the CFTC will react to the president's pledge to deregulate the financial sector and how that will affect its oversight of derivatives markets. Giancarlo will appear with Fed governor Jerome Powell.
Wednesday, Oct 4
WASHINGTON DC
Peter Driscoll, acting director of the SEC Office of Compliance Inspections and Examinations, will deliver the keynote address at the Structured Products Washington conference. He will discuss the agency's risk-based examination program and regulatory considerations of structured products.
Wednesday, Oct 4
NEW YORK CITY
CFTC commissioner Brian Quintenz, and sponsor of the agency's Technology Advisory Committee, will give the keynote address at Symphony Innovate 2017. The invitation-only conference will explore how technology affects financial services and other sectors.
Thursday, Oct 5
NEW YORK CITY
Fed governor Jerome Powell and New York Fed president William Dudley speak at a conference to raise awareness about TMPG (Treasury Market Practice Group) best practice recommendations, how they evolved over the years, and the priorities going forward.
Thursday, Oct 5 -
Friday, Oct 6
WASHINGTON DC
FINRA's advertising regulation conference. In-person or live broadcast. Register here.
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transparency. inclusiveness. consensus.
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The Association of Institutional INVESTORS is a member-led organization of institutional investment advisors that represents the interests of investors and strives to advance good practices and promote fair and efficient financial markets through open engagement with policy makers and others.
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Association of Institutional INVESTORS
One Financial Center, 5th Floor
Boston MA 02111-2660
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