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Week InAdvance | Mon May 15 "Belt & Road Initiative" summit in Beijing. IOSCO board meets in Montego Bay during annual conference. | Tue May 16 Senate Banking nomination hearing. | Wed May 17 INVESTORS CMBS Council telecon. FINRA annual conference in DC. IAIS systemic risk task force in DC. | Thu May 18 Treasury Secretary gives Senate testimony. | Sat May 20 142nd Preakness Stakes is run at Pimlico.
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Wednesday, May 17
INVESTORS CMBS Council telecon
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Wednesday, Jun 21
INVESTORS Market Practices Council
Roundtable & Reception
One Financial Center, 5th Floor
Boston, Massachusetts
1 - 4 pm
Agenda will feature topics that impact asset managers: T+2, MiFID II, EMIR, FINRA requirements, DOL fiduciary rule, INVESTORS Council updates, and more.
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for more info on INVESTORS Councils
Matthew Jones,
staff director
mjones@association.institutionalINVESTORS.org
(202) 712-9050
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at the agencies
Monday, May 15
SECURITIES AND EXCHANGE COMMISSION
U.S. money managers with more than $100 million of U.S. traded equities must disclose their holdings to the SEC in a Form 13F, and May 15 is the deadline for first-quarter holdings. Most hedge funds file on the deadline day.
Monday, May 15
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Meeting to discuss expanding access to and sustainability of HUD housing counseling and the Housing Counseling Federal Advisory Committee (HCFAC).
Wednesday, May 17
CONSUMER FINANCIAL PROTECTION BUREAU
Public meeting of the Academic Research Council (ARC) of the CFPB.
Wednesday, May 17
SECURITIES AND EXCHANGE COMMISSION
Compliance outreach program seminar for investment companies and investment advisers in
Portland, Oregon on k
ey examination program initiatives, examination procedures and selection process, and recent trends and issues in the Enforcement Division's Asset Management Unit.
The seminar is intended to help Chief Compliance Officers (CCOs) and other senior personnel enhance compliance programs at investment companies and investment advisory firms.
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on the hill
Tuesday, May 16
SENATE BANKING, HOUSING AND URBAN AFFAIRS
Nomination hearing for:
Department of the Treasury
Sigal Mandelker, of New York, to be
under secretary for terrorism and financial crimes.
Marshall Billigslea, of Virginia, to be
assistant secretary for terrorist financing.
Heath Tarbert, of Maryland, to be
assistant secretary for international markets and development
Department of Commerce
Mira Radielovic Ricardel, of the Washington DC metro area, to be under secretary for export administration.
Wednesday, May 17
JOINT ECONOMIC COMMITTEE
Full committee hearing on the state of social capital in America today.
Thursday, May 18
SENATE BANKING, HOUSING AND URBAN AFFAIRS
During a hearing for a domestic and international policy update, Treasury secretary Steven Mnuchin will offer his first congressional testimony since taking office on issues ranging from the rollback of Dodd-Frank financial regulations to his decision not to name China a currency manipulator. The Treasury secretary also is likely to be asked about his position on housing-finance reform and the futures of Fannie Mae and Freddie Mac, and
may face questions from panel Democrats on
replacing the comptroller of the currency this month with a financial services lawyer.
Thursday, May 18
HOUSE WAYS AND MEANS
Hearing on how tax reform will grow our economy and create jobs across America.
Thursday, May 18
HOUSE EDUCATION AND WORKFORCE
HELP subcommittee hearing on regulatory barriers facing workers and families saving for retirement.
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across the globe
Monday, May 15
BEIJING, China
"Belt and Road Initiative" summit. Chinese President Xi Jinping hosts world leaders including Russian president Vladimir Putin, Italian prime minister Paolo Gentiloni, Turkish president Recep Tayyip Erdogan, and International Monetary Fund (IMF) managing director Christine Lagarde at a summit to promote his $500 billion trade-and-infrastructure plan, showcase plans to remake global trade patterns in China's favor, and burnish his image as a defender of globalization. (Day 2)
Monday, May 15 -
Thursday, May 18
MONTEGO BAY, Jamaica
42nd Annual Conference of the International Organisation of Securities Commissions (IOSCO) on
"the role of markets and markets regulators in the post-crisis world." (Days 2 thru 5). IOSCO board meets on Monday and Tuesday.
Wednesday, May 17
LONDON, U.K.
OMFIF (Official Monetary and Financial Institutions Forum) discussion on global shocks and risk to financial stability in Asia.
Thursday, May 18 -
Friday, May 19
BAD NEUENAHR, Germany
Meeting of G20 labor ministers.
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other events
Monday, May 15 -
Wednesday, May 17
WASHINGTON DC
The Global Private Equity Conference, hosted by the World Bank's International Finance Corp. Co-CEO of Warburg Pincus Chip Kaye and president of the Council on Foreign Relations Richard Haass are among the featured speakers.
Monday, May 15 -
Wednesday, May 17
PALM BEACH, Florida
At the Financial Institutions Conference, more than 85 regional banks, specialty lenders and financial technology companies from across the U.S. gather for an in-depth analysis of macroeconomic and market conditions, as well as regulatory-focused sessions.
Wednesday, May 17 -
Thursday, May 18
WASHINGTON DC
International Association of Insurance Supervisors (IAIS) Systemic Risk Assessment Task Force meets.
Wednesday, May 17 -
Thursday, May 18
WASHINGTON DC
Financial Industry Regulatory Authority's (FINRA) annual conference on
the latest regulatory and compliance topics.
Speakers include
Securities and Exchange Commission (SEC) Chicago regional office director David Glockner,
SEC Division of Trading and Markets branch chief John Fahey, Municipal
Securities Rulemaking Board (
MSRB) general counsel of regulatory affairs Michael Post, and
Senate Banking Committee chairman Michael Crapo (R-Idaho)
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transparency. inclusiveness. consensus.
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The Association of Institutional INVESTORS is a member-led organization of institutional investment advisors that represents the interests of investors and strives to advance good practices and promote fair and efficient financial markets through open engagement with policy makers and others.
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Association of Institutional INVESTORS
One Financial Center, 5th Floor
Boston MA 02111-2660
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