Week inAdvance
Monday | Dec 16, 2019
Mon Dec 16 BOE publishes financial stability report. | Tue Dec 17 NY Fed econ briefing. | Wed Dec 18 SEC votes on various Dodd-Frank items. Finra Reg BI conference in DC. CFTC meets on proposed & final rules. | Fri Dec 20 Quadruple witching.

All times are Eastern and subject to change.
save the date
Wednesday, Jan 8
INVESTORS CMBS industry update
3 - 3:15 pm

Thursday, Jan 9
INVESTORS market practices industry update
11:30 - noon

Come when you can. Leave when you have to. Take your calls.

for more info:
Matthew Jones, executive director
(202) 712-9050
at the agencies
Tuesday, Dec 17
NY Fed President John Williams will hold a news briefing on economic conditions at 12:30 pm.

Wednesday, Dec 18
Open meeting to consider:
  • Final rule: Amendments to derivatives clearing organization general provisions and core principles
  • Proposed rule: Prohibition on post-trade name give-up on swap execution facilities
  • Proposed rule: Cross-border application of the registration thresholds and certain requirements applicable to swap dealers and major swap participants
  • Request for comment on designated foreign sovereign debt as collateral and acceptable currencies for collateral and settlement

Wednesday, Dec 18
In an open meeting, the SEC will
  • Hold votes on various Dodd-Frank items, and an accredited investor definition update
  • Consider whether to approve the 2020 budget of the Public Company Accounting Oversight Board and the related annual accounting support fee for the Board under Section 109 of the Sarbanes Oxley Act of 2002
  • Consider whether to adopt a cross-border swaps proposal it voted 3-1 to release in May
  • Vote on whether to adopt rules directing swap dealers and major security-based swap participants to follow certain risk mitigation techniques, as well
  • Vote on whether to release a proposal that would expand the accredited investor definition, which has income and net worth requirements for determining who can invest in private, and potentially more risky, offerings
on the hill
Friday, Dec 20
Possible U.S. government shutdown takes effect unless Congress approves annual spending to keep the government operating until Oct. 1, 2020, the start of the fiscal year, or unless a stopgap measure is agreed to.
across the globe
Monday, Dec 16
The Bank of England publishes its Financial Stability Report. BOE Governor Mark Carney holds a news conference.
other events
Wednesday, Dec 18
FINRA's 2019 Regulation Best Interest Conference will bring regulators, executives and industry practitioners together to learn more about the SEC's Regulation Best Interest (Reg BI).

Friday, Dec 20
Quadruple witching  is the simultaneous expiration date of stock index futures, stock index options, stock options and single stock futures. Expect elevated trading volume, particularly in the last hour of trading.

Friday, Dec 20
The finale in Disney’s latest Star Wars trilogy premiers: Star Wars: The Rise of Skywalker .
220 x 128 px