Week InAdvance | Mon Nov 5 CFTC considers swap-related rules. | Tue Nov 6 New Economy Forum in Singapore. | Wed Nov 7 SEC panel meets on Regulation Best Interest. | Thu Nov 8 FOMC rate decision. | Fri Nov 9 FinReg event at Brookings.
Monday | Nov 5, 2018
220 x 128 px
please join us

Thursday, Nov 8
Market Practices Council Telecon
11 - 11:30 pm EDT

Come when you can, leave when you have to, take your calls.

for more info
Matthew Jones, staff director 
(202) 712-9050
at the agencies

Monday, Nov 5
Open meeting to consider final rule related to amending the de minimis exception to the swap dealer definition, proposed rule related to regulations on swap execution facilities, and the trade execution requirement. Will also consider request for comment related to the practice of "post-trade name give-up" on swap execution facilities.

Wednesday, Nov 7 -
Thursday, Nov 8
Federal Open Market Committee meetings. Interest-rate decision at 2 pm EDT on Wednesday.  Fed policy makers are expected to leave the main interest rate unchanged at their next-to-last gathering this year.

Wednesday, Nov 7
SEC's Investor Advisory Committee public teleconference to discuss the SEC's proposed Regulation Best Interest and Form CRS Relationship Summary (which may include a recommendation of the Investor as Purchaser Subcommittee). A recording of the meeting will be archived on the committee's webpageSee the agenda  here . Dial-in details  here .

Thursday, Nov 8
Staff webinar to discuss key provisions of amended MSRB Rule G-21, on advertising by municipal securities dealers, and new MSRB Rule G-40, on advertising by municipal advisors. Register here.
on the hill

House on recess. 

Chamber will return Nov. 13. 

Senate on recess. 

Senate will next meet in formal session on Nov. 13.

across the globe

Monday, Nov 5
Tuesday, Nov 6
Euro Zone finance ministers to discuss deeper euro zone integration, including a euro zone budget, new powers for the euro zone bailout fund and setting up a euro zone deposit guarantee scheme.

Monday, Nov 5 -
Saturday, Nov 10
China's first-ever International Import Expo in its financial hub. Chinese President Xi Jinping is set to address the fair, one of his pet projects.

Tuesday, Nov 6 -
Wednesday, Nov 7
Michael Bloomberg hosts more than 400 world and business leaders at the New Economy Forum.

Tuesday, Nov 6 -
Wednesday, Nov 7
ABU DHABI, United Arab Emirates
Institute for International Finance 2018 MENA Financial Summit with sessions on the outlook for the global economy and oil.

Tuesday, Nov 6 -
Thursday, Nov 8
2018 IOSCO (International Organization of Securities Comissions) Seminar Training Program (STP).
other events

Monday, Nov 5
Thursday, Nov 8
Fintech Week at IMF (International Monetary Fund) headquarters. Participants include J. Christopher Giancarlo, Commodity Futures Trading Commission chair;  Sheila C. Bair, Federal Deposit Insurance Corporation former chair; and Joseph M. Otting, Office of the Comptroller of the Currency comptroller.

Friday, Nov 9
At a Brookings Institution event, "The Future of Financial Regulation," Federal Reserve Vice Chair for Supervision Randal Quarles will speak on stress testing.
transparency. inclusiveness. consensus.
The Association of Institutional INVESTORS is a member-led organization of institutional investment advisors that represents the interests of investors and strives to advance good practices and promote fair and efficient financial markets through open engagement with policy makers and others.
Association of Institutional INVESTORS
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