Week inAdvance
Monday | Nov 9, 2020
Mon Nov 9 IOSCO annual meeting. | Tue Nov 10 Senate Banking financial regulators oversight hearing. | Wed Nov 11 Paris Peace Forum. U.S. Veterans Day holiday. | Thu Nov 12 Prudential regulators hearing in the House. | Fri Nov 13 G20 finmins & central bankers meet.

All times are Eastern and subject to change.
please join us
Thursday, Nov 12
INVESTORS market practices industry update
11:30 am - noon

Come when you can. Leave when you have to. Take your calls.
at the agencies
Monday, Nov 9
Small Business Capital Formation Advisory Committee virtual meeting to discuss the SEC's recent proposal to create a limited, conditional exemption from broker registration requirements for “finders” who assist companies with raising capital in private markets from accredited investors. During the meeting, the committee will also continue its discussions on how small businesses are coping with the Covid-19 pandemic and share observations from their areas of the marketplace. See the complete agenda here.
on the hill
Tuesday, Nov 10
Virtual hearing on the oversight of financial regulators, with testimony from Randal Quarles, vice chair for supervision, Federal Reserve; Brian Brooks, acting comptroller, Office of the Comptroller of the Currency; Jelena McWilliams, chair, Federal Deposit Insurance Corporation; and Rodney Hood, chair, National Credit Union Administration.

Thursday, Nov 12
Virtual hearing on oversight of the prudential regulators during the pandemic.
across the globe
Monday, Nov 9
Brexit trade-deal talks between the U.K. and EU continue with several tricky sticking points remaining. Prime Minister Boris Johnson’s controversial Internal Market Bill continues its rocky passage through Parliament.

Monday, Nov 9
GENEVA, Switzerland
The World Trade Organization plans to announce a new leader. The Trump administration said it would block the appointment of Ngozi Okonjo-Iweala as the WTO’s next director-general despite overwhelming support from other countries for the former Nigerian finance minister. Officials may postpone the decision because of strict new lockdown measures.

Monday, Nov 9 -
Wednesday, Nov 18
IOSCO's (International Organization of Securities Commissions) 45th Annual Meeting will be held held as a series of virtual meetings to discuss important issues related to world securities and futures markets.

Tuesday, Nov 10
The European Union’s target date for triggering tariffs on as much as $4 billion of U.S. goods in retaliation over illegal aid to Boeing Co. Some EU countries, including Germany, have been hesitant to begin tariffs so close to the U.S. election. Others, including France, have urged speedy action by the bloc.

Tuesday, Nov 10 -
Thursday, Nov 12
COLOGNY, Switzerland
World Economic Forum's Race to Zero Dialogues. The Race to Zero is a global campaign to rally leadership and support from businesses, cities, regions, and investors for a healthy, resilient, zero-carbon recovery that prevents future threats, creates decent jobs, and unlocks inclusive, sustainable growth.

Wednesday, Nov 11 -
Thursday, Nov 12
European Central Bank President Christine Lagarde, Bank of England Governor Andrew Bailey, and Fed Chair Jerome Powell are among the speakers at an online annual ECB Forum entitled “Central Banks in a Shifting World.”

Wednesday, Nov 11 -
Friday, Nov 13
PARIS, France
The third edition of the Paris Peace Forum, held this year in digital format, will focus on the principles that should govern the post-Covid international order.

Saturday, Nov 14
BASEL, Switzerland
Bank for International Settlements Informal Suptech Network (ISN) series of webinars: Financial Stability Board Suptech/Regtech stocktake.

Friday, Nov 13
RIYADH, Saudi Arabia
Finance ministers and central bankers from the Group of 20 hold an extraordinary meeting to discuss bolder action to help poor nations struggling to repay their debts amid the pandemic.
other events
Tuesday, Nov 10
CUPERTINO, California
Apple will hold an online event dubbed One More Thing. The “thing” will be Mac computers with processors designed by Apple, replacing the Intel chips used since 2006.

Tuesday, Nov 10 -
Thursday, Nov 12
FIA's 36th Annual Futures & Options Expo, held virtually, will focus on shaping what’s next in the cleared derivatives industry. 

Thursday, Nov 12
U.S. consumer price index is expected to post another modest increase in October, posing little threat of accelerating inflation as the economy recovers from pandemic-related shutdowns.
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