What are the new IAR CE Requirements and do they apply to you?
On November 24, 2020, North American Securities Administration Association (NASAA) members elected to adopt an investment adviser representative (IAR) continuing education requirement (CE) with the goal of ensuring that advisers receive proper and updated training on the securities business relevant to their duties and obligations.
Check out this blog on what to know about IAR CE requirements and whether or not you’ll be required to complete the 12-credit hours this year.
If you need to fulfill your IAR requirements, we have partnered with COMPLY to deliver an IAR Continuing Education Workshop. Attend this virtual two-day workshop, hosted by COMPLY’s regulatory experts, on Jun. 27 - 28, 2023 to achieve your 2023 IAR CE requirements. For more information or to register, click here.
Can’t attend? With the discounted member rate, you gain unlimited access to COMPLY’s comprehensive IAR CE content library until Dec. 31, 2023, to fulfill your requirements on your time!
Please note that this workshop is for IAR CE's only and does not qualify for CFP CE's or Michigan Insurance CE's.
FPA Member discounted rate: $95
Non-FPA Member rate: $150
Questions? Contact Mary at info@fpami.com.
|