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March 1, 2017 issue of the DPSAC NEWS  


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Badging Process E-mails to Applicants/Badge Holders Require Quick Responses
In this two-part series, DPSAC News explores the various e-mails generated during the badging process that require the recipient (either the applicant or badge holder) to take certain actions in a timely manner to enable the badging process to proceed to badge issuance.

In this first installment, DPSAC News reviews the e-mails generated by the NIH Enterprise Directory (NED); the second installment, which will run in the March 15, 2017 DPSAC News, will cover e-mails generated by the other administrative entities involved in the badging process, including DPSAC and the NIH Police.


Throughout the badging process, applicants will receive a number of time-sensitive e-mails that require their attention before NIH can issue the applicant an ID badge.

The majority of these e-mails mark specific badging process points that call for the applicant to provide certain information or complete a certain task before s/he can proceed to the next action in the badging process and eventually be issued an ID badge. Mixed in with these e-mails may be reminders that the sender is still waiting for the applicant to complete a task that was requested in an earlier e-mail.

E-mails are generated from either the NIH Enterprise Directory (NED) administrator, the Division of Personnel Security and Access Control (DPSAC) or the NIH Police. This first installment covers those e-mails initiated by NED.

The NED-generated e-mail trail to badge issuance 
NED generated e-mails signal badging points that require action by the applicant or badge holder, or provide a heads up that further e-mails will be coming that require additional action. These are:

1. Collecting Personally Identifiable Information (PII)

2. Sponsorship Notification

3. Scheduling enrollment and issuance appointments for RLA &  HHS ID Badges

4. Legacy badge issuance authorization (NED)

5. Division of International Services (DIS) validation (if necessary)

Note: NED does not monitor the e-mails it generates and will not know if an e-mail bounces back to the sender due to an incorrect e-mail address. It is very important for the applicant to provide accurate e-mail addresses.

Below are brief synopses of the NED-generated e-mails:

E-mail #1: Collecting Personally Identifiable Information (PII)

The subject line on this e-mail reads:
Getting your ID badge at NIH: Please provide the information needed to start the identity verification process.

Where the e-mail is sent: to the applicant's alternate e-mail address (not to an NIH work e-mail address)

Why the applicant is receiving this message:
The NED administrator will send this e-mail to the applicant after it has determined that the AT/AO has initiated the NED registration process for the applicant. PII is required to complete the NED registration process.

What the applicant needs to do: The applicant is asked to provide his/her personal information in order to create a personnel record in the NIH Enterprise Directory NED).

Two options are available to the applicant:
  • Option 1 (Online Form) The applicant can click on a link and follow the instructions to complete and submit his/her information using the provided secure online form

  • Option 2 (Paper form) The applicant can download, print, complete, sign, date and mail the HHS 745 (HHS ID Badge Request Form) to the person who invited the applicant to receive this message at the mailing address provided.
What the applicant should expect next: Once the applicant's personnel record has been created in NED, s/he will receive an e-mail indicating that the person responsible for substantiating the need for his/her badge has formally sponsored him or her. After that, DPSAC will check to see if the applicant needs a background investigation.

If the applicant does not receive a follow-up e-mail within two weeks after providing his or her PII that explains the next steps in the process, s/he should contact the person responsible for sponsoring him/her in NED or the person who requested an ID badge for the individual.

E-mail #2: Sponsorship in NED

The subject line in this e-mail reads
: Getting you ID badge at NIH: You have been sponsored for a badge

Where the e-mail is sent: to the applicant's work e-mail address and alternate e-mail address

Why the applicant is receiving this message: The applicant receives this message because an Administrative Officer (AO) in his/her IC sponsored (substantiated the need for) a new ID badge.

What the applicant needs to do: The e-mail states that the individual does not need to do anything. It is for informational purposes only.

What the applicant should expect next: The e-mail states that DPSAC is now verifying whether s/he has an investigation on file at the Office of Personnel Management (OPM), and if that investigation matches the level required for his/her current position. If not, DPSAC will initiate a new investigation for him/her, including a fingerprint check.

Based on what DPSAC finds, the next message the applicant will see includes instructions detailing what the applicant will need to do next.

Note: the amount of time it takes for DPSAC to complete its check varies, but if the applicant does not receive another e-mail regarding his/her new badge within five (5) business days, s/he should contact DPSAC at 301-402-9755 or
[email protected] .

E-mail #3: Scheduling Enrollment and Issuance Appointments

3a: Schedule an enrollment appointment   
The subject line in this e-mail reads: Getting your ID badge at NIH: Make an enrollment appointment

Where the e-mail is sent: This e-mail is sent to the applicant's alternate and work e-mail addresses.

Why the applicant is receiving this message: The applicant receives this message because DPSAC has determined that a background investigation is required before the applicant receives a new ID badge. This also means that the applicant must be fingerprinted.

What the applicant needs to do: The applicant needs to schedule an appointment as soon as possible (at Rocky Mountain Labs, Montana, no appointment is necessary).
  • Appointment scheduling information and contact information is provided for the Bethesda campus, the NIEHS (North Carolina) campus and the Rocky Mountain Laboratories (Montana) campus.
What the applicant should expect next:
After the applicant has been fingerprinted, DPSAC must review the results of the fingerprint check. In addition, the applicant must complete any forms required for his/her background investigation. DPSAC will send these to the applicant via e-mail. When both of these tasks are completed, the applicant will receive an e-mail notifying him/her to pick up his/her new badge.      

#3b: Issuance appointments

The subject line in this e-mail reads: Getting your ID badge at NIH: Please pick up your badge

Where the e-mail is sent: This e-mail is sent to the applicant's work e-mail address only.

Importance: High    
Why the applicant is receiving this message: The applicant receives this message because his/her ID badge is ready for pick up.
 
What the applicant needs to do: The applicant is advised to schedule an appointment to pick up his/her badge as soon as possible (except at Rocky Mountain Labs where no appointment is necessary).

This e-mail also provides instructions on how to schedule an appointment.
 
This is the last step in the process of getting an ID badge. The applicant is informed that this is the last message s/he will receive on this subject.  

3c: Combined Enrollment and Issuance Appointments

The subject line in this e-mail reads:
Action Required: Appointment Needed to Obtain ID Badge

Where the e-mail is sent: This e-mail is sent to the applicant's work and alternate e-mail addresses.

Importance:
High

The e-mail states in bold print: "ID Badge Notice for (applicant name)

"You received this message because NIH Personnel Security has authorized you to receive an ID Badge."

What the applicant needs to do: The e-mail states the following:


As soon as possible, follow the instructions below to schedule two appointments: 

  1. An enrollment appointment to have your photograph and fingerprints taken
     
  2. An issuance appointment to get your badge (this appointment may immediately follow your enrollment appointment).

On the day of your appointments, take two forms of identification, one of which must be a government-issued photo ID. The names on both of your ID documents must match.

 

How to Schedule an Appointment: Instructions on how to schedule an appointment are provided for applicants in Maryland, the NIEHS campus in North Carolina and the Rocky Mountain Laboratories campus in Montana.

This e-mail states that this is the last system-generated message the applicant will receive about obtaining his/her ID badge.

E-mail #4: Badge Renewal

The subject line in this e-mail reads: Begin the process to receive a new ID Badge

Where the e-mail is sent: This e-mail is sent to the applicant's work e-mail addresses only.

Purpose of the e-mail: This e-mail notifies the individual that s/he is beginning the process to receive a new ID badge. It notes that regardless of when the individual's current badge expires, s/he must complete the process to receive a new badge.

What the applicant should expect: The applicant is told that s/he will be provided instructions on how to complete the process to receive a new ID badge. [It is important that applicant not disregard these e-mails.]

E-mail #5: Badge Renewal - Notification that Your Badge will Expire

The subject line in this e-mail reads:
Your badge is set to expire.

Where the e-mail is sent: This e-mail is sent to the applicant's work e-mail address only.

Why the applicant is receiving this message: This e-mail informs the applicant that his/her badge is set to expire on [date] and is not being renewed.

The applicant does not need to do anything. This message is for the applicant's information only.

E-mail #6: Badge Renewal - PII Verification

The subject line in this e-mail reads: Getting an ID badge at NIH:

Please verify that your personal information in NED is correct and complete.

Where the e-mail is sent: This e-mail is sent to the applicant's work e-mail address only

Why the applicant is receiving this message: The applicant is receiving this message as part of the badge renewal process. His/her current badge expires on xxxx).

What the applicant needs to do: The applicant is told to verify that his/her personal information in NED is correct and complete. The e-mail provides a link to access NED that will be good for only seven days. If the link expires, the applicant must contact the person listed in the e-mail to continue the badge renewal process.

Once the applicant logs onto the system, s/he will be presented with instructions on how to verify or change the PII on record. Once s/he completes this task s/he will be asked to click on the 'I Agree' checkbox to certify that the information is correct. Once this is complete, click on the 'Submit' button. This will close the browser.

What the applicant should expect next: Once the applicant has submitted his/her information, an AO in the IC must sponsor (substantiate the need for) the applicant to receive a new badge. The applicant will receive an e-mail when Sponsorship occurs. The applicant is urged to contact the person who initiated the badge renewal if s/he does not receive notification of sponsorship within 10 business days.

E-mail #7: DIS Information (NIH ORS Division of International Services)

The subject line in this e-mail reads: DIS Information

Where this e-mail is sent: This e-mail is sent to the applicant's alternate and NIH work e-mail addresses.

Why the applicant receives this message: When the applicant was registered in NED, s/he was identified as a non-immigrant (an individual who is NOT a U.S. citizen or U.S. lawful permanent resident, also known as a "green card holder").

If the applicant is a U.S. citizen or U.S. lawful permanent resident, s/he is advised to ask the Administrative Official to update his/her record.
If the applicant is a non-immigrant, the NIH Division of International Services (DIS) must verify his/her non-immigrant status in NED BEFORE s/he can enroll for a badge.

The applicant is directed to the DIS website for more information about the process and required documents.

The e-mail reads: IMPORTANT: When you were registered in the NIH Enterprise Directory (NED), you were identified as a non-immigrant (an individual who is NOT a U.S. citizen or U.S. lawful permanent resident, also known as a "green card holder").

If you are a U.S. citizen or U.S. lawful permanent resident, please ask your Administrative Official to update your NED record.

If you are a non-immigrant, the NIH ORS Division of International Services (DIS) must verify your non-immigrant status in NED BEFORE you can enroll for a badge. For more information about the process and required documents, please see the DIS website "ID Badge for Foreign Nationals."

Please note: if you receive an invitation letter and/or immigration documents directly from the DIS/NIH, please refer to the "DIS check-in procedures." If you have already checked in with DIS, please forward this email to [email protected] so the DIS can verify your non-immigrant status in NED.
 
Revised Policy Requires Certain Staff in the NIH Irradiator Program be Elevated from PSL Level 1 to PSL Level 5b 
A version of this article appeared in the February 15, 2017 DPSAC News

The Office of the Associate Director for Security and Emergency Response (ADSER) recently directed ­the ORS Division of Radiation Safety (DRS) to elevate certain NIH staff enrolled in the NIH Irradiator Program from a Level 1 (Non-Sensitive) to a Level 5b (Moderate Risk Level) PSL.

This action ensures that affected individuals, namely, Contractors, Guest Researchers and Special Volunteers who need access to an irradiator room meet the background investigation requirements as specified in the Irradiator Program.*
The DRS recommends that Contractors, Guest Researchers and Special Volunteers enrolled in the Irradiator Program work with their Administrative Officer (AO) to ensure that the appropriate Position Sensitivity Level (PSL) is entered into the NED profile.

Current Background Investigation Requirements for Accessing Irradiator Rooms at NIH
Currently, it is acceptable for MOST researchers who need physical access to an irradiator room, or who have a need to know security-sensitive information about an irradiator room, be registered in NED at the PSL
Level 1. The exceptions are:
  • Building 33 (Bethesda campus)
  • the NIAID Integrated Research Facility (IRF) at Fort Detrick,
  • Maryland/Rocky Mountain Laboratories (RML) Montana accessors, and/or contractors, guest researchers and special volunteers.
These exceptions require a Level 5b MBI at a minimum. 
 
According to DRS, the Bldg 33/IRF/RML accessors require an elevated PSL not because of irradiator position requirements per se, but because of Building 33/IRF/RML access requirements.
 
Elevating PSLs to 5b for Contractor, Guest Researcher and Special Volunteer Staff Accessing Irradiator Rooms
While guidance from DRS has always been in place to require a 5b MBI PSL for access to Bldg 33/IRF/RML irradiator rooms, this same background investigation requirement will now extend to contractors, guest researchers, and special volunteers who need access to any irradiator room at NIH.

This new policy is the result of a Nuclear Regulatory Commission (NRC) requirement that background investigations for non-federal staff examine 7 years of their employment history. Level 1 investigations only go back 5 years and are therefore insufficient.  Federal employees are exempt from the NRC's background investigation requirement altogether. 
 
AOs are urged to share this information with their colleagues since the current NIH Form 2866 worksheet does not yet reflect this new policy for these non-federal workers.
 
If an individual is unable to meet the requirements of a Level 5b MBI, s/he may be allowed access to an irradiator room only if accompanied by an approved escort at all times.
 
*The Irradiator Program is the enrollment process run by the Division of Radiation Safety (DRS), ORS through which all individuals across the Institutes and Centers are routed if they need access to an irradiator room at NIH. DRS works closely with DPSAC to ensure these individuals meet the background investigation and fingerprint requirements before they are authorized to access an irradiator room with their HHS ID Badge. This is a centralized program through DRS, and most Institutes and Centers are represented in the user community.  
'e-QIP Tips for New Federal Employees' Guide Now Available on the DPSAC Website

The Division of Personnel and Access Control (DPSAC) recently prepared a slide presentation to help prospective employees, contractors and affiliates navigate, and accurately complete, the background investigation questionnaires required as part of their on-boarding and badging process.

DPSAC developed this guide to help reduce the high rejection rate of e-QIP submissions due to incomplete or inaccurate entries. Unfortunately, having to deal with returned e-QIP submissions can be time consuming for both the individual and the DPSAC case review team.

This slide presentation addresses most of the frequently experienced errors observed by DPSAC and clearly describes in text and illustrations the steps required to successfully complete e-QIP.

Users can find links to this helpful presentation on the main page of the DPSAC website under 'What's New' or by clicking on Background Checks on the left navigation panel of the main page.     

FAQs

Q. I missed my opportunity to take advantage of expedited fingerprinting on my Entry On Duty (EOD) day. What should I do now?  

A.  Since you missed your opportunity to get fingerprinted during your EOD, you will need to call DPSAC to arrange an appointment. You can reach them at 301-402-9755 (Hours: 8:00 a.m. - 5:00 p.m.)

Please remember to bring two forms of identification (driver's license, passport, etc.) to your enrollment appointment.


Q. What should I do if I have a broken badge?

A. Bring your broken badge to the Badge Issuance Center in Building 31, Room 1B03 for replacement. If a broken badge has not expired and the badge can be authenticated, Access Control will issue you a new badge. The expiration date on the new badge will be the same as the date on your broken badge. 
 
Helpful Tips

Do not lend your ID badge to anyone!
--
lending out your ID badge is prohibited. The issuance of ID badges is based on strict identity proofing and the determination of one's suitability for a specific position classification. To do so is a criminal offense!

ALT cards -- need to be returned to the IC ALT card coordinator - NOT to the Division of Personnel Security and Access Control (DPSAC).

All Building 31 badging services -- Enrollment, Badge Issuance and Customer Service -- now offered at a single, convenient location in 1B03. 
All badging services in Building 31 are available between 8:00 a.m. and 5:00 p.m., Monday through Friday. DPSAC also offers Enrollment and Badging services in the South Lobby of the Clinical Center from 7:30 a.m. to 4:30 p.m. on weekdays.

Administrative Officers (AOs) who wish to obtain sponsor authority --
must complete the sponsor training (see: http://www.ors.od.nih.gov/ser/dpsac/Training/Pages/administrators.aspx) and e-mail a copy of your signed certificate to the NIH HSPD-12 Program Office at [email protected]. Upon receipt of the certificate, the Program Office will authorize the AO as a Sponsor.

Please note: ONLY individuals with an Administrative Officer role are eligible to be HHS ID Badge/PIV Card Sponsors.


ICs that want to add Lifecycle Work Station (LWS) operators to the approved roster -- send a written request to Richie Taffet at: [email protected]. Your request should include:  
  • the new operator's name
  • his/her Institute or Center (IC)
  • his/her NED number
  • the operator's e-mail address, building/room and phone number
  • the hours of operation of the Lifecycle Work Station
Once Mr. Taffet has approved the request, he will forward the name(s) to [email protected] to complete the approval process, add the name(s) to the LWS operator roster, and inform the IC that the individual is now approved to operate the LWS.

Need to make changes to the LWS operator directories? -- drop an e-mail to Lanny Newman, [email protected], and let him know what needs changing (e.g., adding new operators or LWS locations, removing operators, etc.). Remember, before a new operator can be added to the LWS directory, s/he must first be approved by Richie Taffet (see preceding Helpful Tip).

If an LWS is not available in your IC or your immediate area, and you work in the greater Bethesda or Rockville area -- please call 301-402-9755 to schedule an appointment with DPSAC, located in Building 31, Room 1B03 or in Building 10, South Lobby, Room 1C52.

If you work outside the Bethesda/Rockville area, contact your local badge issuance office. You can find contact information for all badge issuance offices at: http://www.ors.od.nih.gov/ser/dpsac/Pages/contactinfo.aspx.  

Know someone who should be reading DPSAC News? -- have the person contact Lanny Newman, [email protected], and ask to be put on the mailing list.   

NED Training Schedule for FY '17
Description: This course provides an overview of the NED Portal and the NIH business functions it supports from the perspective of a NED Portal user with the AO or AT role. Upon completing the course, students will have a solid working knowledge of the NED Portal and be able to perform the following tasks: Register/Activate, Update, Modify, Transfer, Badge Renewal, and Deactivate.

The course will also familiarize students with other aspects of the NED Portal so they can: set their primary SAC coverage using Preferences; determine the status of a person's ID badge and/or network account request; look up and view information in a person's NED record; and, utilize NED reporting capabilities.
Intended Audience: New or relatively inexperienced NED Portal users with the Administrative Officer (AO) or Administrative Technician (AT) role.
Prerequisites: Basic personal computer skills and experience with web-based computer applications.
Reasonable Accommodations/Interpreting Services: For deaf or hard-of-hearing individuals requiring interpreting services, please enter your request online in the Interpreting Services System at least five (5) days before the start of the class.

If you want to make a request, or have any questions regarding this service, you may contact the ORS Division of Amenities and Transportation Services (DATS) Interpreting Team at (301-402-8180). Individuals who need other reasonable accommodations to participate in any of the Center for Information Technology (CIT) Training courses should let CIT Training know at least 5 days prior to the class.
How to Register: To register for one of the classes listed below, go to: http://training.cit.nih.gov/class_details.aspx?cId=NIHCIT-GN142.   

   
A biweekly e-newsletter from the Office of Research Services, Division of Personnel Security and Access Control (ORS/DPSAC) to keep you informed as NIH rolls out "Homeland Security Presidential Directive 12" (HSPD-12) establishing a common identification standard to better safeguard NIH and its workforce.