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Trusting someone to assist you with financial planning and managing your assets is an honor most financial professionals take very seriously.  In addition to the good intentions of professionals there are a multitude of rules and regulations designed to help protect the investor, monitor the investments offered and ensure the advisor meets minimum standards of conduct.  While many financial representatives hold themselves to higher standards... 
Notification from KMS
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You may have received notification that KMS Financial Services, Inc., the company we use for compliance, is merging with their sister firm Securities America. This merger should finalize in early November.  
 
Nothing regarding your account or your relationship with Wagner Planning will change. If you have any questions, please contact our office.
A Higher Standard

In the financial world there are over 200 certifications or designations, but only a handful set and enforce standards. CFP® professionals are required to act as fiduciaries, putting the interest of their clients above their own. The "fiduciary standard":

  • Considers all financial assets 
  • Acts with prudence and professionalism
  • Maintains confidentiality and protects the privacy of client information
  • Considers multiple subject areas such as insurance, budgeting, tax planning, estate planning
  • Discloses and identifies, manages, or eliminates conflicts of interest
We hope you find this information helpful in making those important financial decisions.  If you have any questions, we welcome you to contact our office. 

Sincerely, 



Sandra J. Wagner, CFP®
Wagner Planning
503-342-0038
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Copyright © 2020. All Rights Reserved.
Securities and advisory services offered by Sandra Wagner through KMS Financial Services, Inc. Member FINRA/SIPC and an SEC Registered Investment Advisor. Wagner Planning and KMS are separate and unaffiliated.  Wagner Planning is not a registered investment advisor or broker-dealer
This material is intended to provide general financial education and is not written or intended as tax or legal advice and may not be relied upon for purposes of avoiding any Federal tax penalties.  Individuals are encouraged to seek advice from their own tax or legal counsel.