Thursday, October 8, 2020
8:15 – 8:45
Interview with Elad Roisman, Commissioner, SEC
moderated by Jim Toes, STA
8:45 – 9:15
Going Public Today
Direct Listings and SPACs continue to gain traction. Capital formation and the options available to US companies continue to look different. Join us for a discussion on what it means to go public today.
John Tuttle, Vice Chairman, Chief Commercial Officer, NYSE
moderated by Ann Neidenbach, London Stock Exchange
9:15 – 10:00
BREAK
10:00 – 10:30
Research & MiFID II
This conversation will focus on how the research provisions of MiFID II have impacted investment managers and broker/dealers on both sides of the pond, highlighting the difference in regulations and their consequences, some intended, some not.
Chip Coleman, Director of Trading, Thompson, Siegel and Walmsley
Vicky Sanders, Global Head of Investment Analytics, Liquidnet
moderated by Dave Choate, CAPIS
10:30 – 11:00
A Buy Side View
As the conduit for trillions of investor dollars entering and exiting our markets, the buy side’s perspective on how well our markets function is often sought by legislators and regulators, alike. This fireside discussion will cover some the experiences of buy side firms during the most volatile days in our markets and what temporary adaptions will become more permanent.
Peter Stutsman Head of Global Equity Trading, Capital Group
Vlad Khandros Global Head of Market Structure & Liquidity, UBS
11:00 – 11:30
TBD
11:30 – 12:15
BREAK OUT SESSIONS
Job Search Workshop
Job searching and networking during COVID-19 featuring Ruth Rama-Witt, Senior Recruiter, RRW Consulting Group, interviewed by Francisco Manuel, MAN Group
12:15 - 1:00
BREAK
1:00 – 1:30
Exchanges Differentiate Themselves
2020 will see new US equity exchanges enter the market place while Canada’s established exchange faces new competition. This fireside will discuss how the new and established players will differentiate themselves in the future.
Jonathan Kellner, CEO MEMX
Kevin Sampson, President Equity Trading, TMX
1:30 - 2:00
Interview with Chris Concannon, President & COO, MarketAxess and Eric Pollackov, Global Head of ETF Capital Markets, Invesco,
moderated by Sonali Theisen, Bank of America Merrill Lynch
2:00 - 2:45
What's on the Horizon for ETFs?
Competitive and regulatory changes are on the horizon for the ETF industry. Listen to gain an understanding of these changes and how the ETF structure performed during extremely volatile markets.
Reggie Browne, Principal, GTS
Doug Yones, Head of Exchange Traded Products, NYSE
Kimberly Russell, Vice President & Market Structure Specialist, ETF Capital Markets Group, State Street Global Advisors
moderated by Anita Rausch, WisdomTree
2:45 - 3:00
BREAK
3:00 - 3:30
Interview with Manisha Kimmel, Senior Policy Advisor, Regulatory Reporting, SEC
3:30 - 4:00
Interview with Robert Cook, President & CEO, FINRA
moderated by Krista Ryan, Fidelity Capital Markets
