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EDUCATION SESSION #922
Conversation with Tom Hardin - Tipper X in Hong Kong and Live Simulcast in Singapore and Sydney
Once an up-and-coming star of the hedge fund industry, Tom Hardin's trajectory drastically changed with his 2015 sentence for insider trading in the U.S. Forever branded with the scarlet letter, "F" for felon, he'll tell his cautionary tale. Hardin will share his life leading up to his crimes, his rationalization of illegal decisions and his double life as a government informant.

Hardin is Tipper X one of the FBI's key witnesses in Operation Perfect Hedge, which was the largest insider trading investigation in 25 years and resulted in more than 80 guilty pleas or convictions.

With a lifetime ban from working in the securities industry, Hardin now reflects on his role in insider trading, as he meets with compliance and finance professionals to assist in their insider trading compliance efforts. He has spoken at Goldman Sachs, Yale Law School, Harvard Business School and the FBI.

There is no better way to understand the sobering reality of reputation and career decimation than hearing it first-hand from someone who once sat in the analyst’s seat.

Hardin will present live to audience members in Hong Kong and the conversation will be broadcast simultaneously for attendees in Singapore and Sydney to also participate together at PwC's offices via video. Space is limited, so please register for your event location below.
DATE
15 January 2019

PARTICIPANT

Tom Hardin
HOST

PwC
TIME

Hong Kong
Live Presentation

12:00 PM Registration
12:30 PM Event Begins

Lunch will be served.
LOCATION

PwC Hong Kong
21/F, Edinburgh Tower
15 Queen's Road
Central, Hong Kong
Email the Hong Kong committee with any questions.
TIME

Singapore
Video Live Simulcast

12:00 PM Registration
12:30 PM Event Begins

Lunch will be served.
LOCATION

PwC Singapore
7 Straits View, Marina One
East Tower, Level 12
Singapore 018936
Email the  Singapore committee with any questions.
TIME

Sydney
Video Live Simulcast

3:00 PM Registration
3:30 PM Event Begins

Afternoon tea will be served.
LOCATION

PwC Sydney
Level 17
One International Towers Sydney
Watermans Quay
Barangaroo NSW 2000, Australia
Email the  Sydney committee with any questions.
Visit your  Member Profile RSVPs  to confirm your event registration.  If you have no-show fees or access fees due, the system cannot register you for an event. You can view and pay for any outstanding fees on your  Member Profile . If you have any membership questions, please contact the  Membership Committee .

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BIOGRAPHIES
Tom Hardin
Tipper X

At age 28, Tom Hardin was a junior partner at an up-and-coming hedge fund. He was on track to achieve his dream career, but before long, felt like he was falling behind in an increasingly competitive industry. Then, a moment arose when he made a decision to cross a very important line and the rest is history. Tom was later charged with felony securities fraud and, known as "Tipper X," became the FBI’s most productive cooperating witness in Operation Perfect Hedge, a sting setup by the federal government in 2007-2012 targeting the hedge fund industry. The sting branched out into the largest insider trading investigation in 25 years, leading to over 80 guilty pleas or convictions. Since resolving his case in 2015, Tom was invited by FBI-NYC to speak to their rookie agent class in 2016 and now consults and speaks on conduct risk, ethics and compliance issues from his former frontline perspective. He holds a B.S. in Economics with a Finance concentration from the Wharton School at the University of Pennsylvania.
ABOUT
PwC
With offices in 158 countries and more than 250,000 people, PwC is among the leading professional services networks in the world. At PwC, our purpose is to build trust in society and solve important problems. We help organisations and individuals create the value they're looking for, by delivering quality in assurance, tax, and advisory services. PwC's highly qualified, experienced professionals listen to different points of view to help organisations solve their business issues and identify and maximise the opportunities they seek. Our industry specialisation allows us to help co-create solutions with our clients for their sector of interest. PwC's asset management practice provides a combination of integrated services, deep industry knowledge, and expertise to meet the assurance, advisory, and tax needs of the entire asset management value chain including asset managers, custodians, fund administrators, and prime brokers.

100 Women in Finance
100 Women in Finance is a global network of professionals in the finance and alternative investment industries working together to empower women at every stage of their careers. Through peer engagement, philanthropic, and educational initiatives, our more than 15,000 members are making connections and creating opportunities that help to advance careers and strengthen our field.
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Space is limited. No walk-ins will be permitted.

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