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Monday, Feb 13
COMMODITY FUTURES TRADING COMMISSION
CFTC Global Markets Advisory Committee meeting to discuss the committee’s structure, formation of subcommittees, and potential topics relating to global market structure and digital asset markets for the GMAC to prioritize in making policy recommendations to the CFTC. Full details, including minutes and agenda, here.
Tuesday, Feb 14
SECURITIES AND EXCHANGE COMMISSION
Deadline for hedge funds to disclose their US equity investments for the fourth quarter in 13F filings to the SEC.
Tuesday, Feb 14
BUREAU OF LABOR STATISTICS
Release of the Consumer Price Index.
Wednesday, Feb 15
COMMODITY FUTURES TRADING COMMISSION
Virtual meeting to consider:
- Advance Notice of Proposed Rulemaking (ANPRM) on Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
- Order Designating the Unique Product Identifier and Product Classification System to be Used in Recordkeeping and Swap Data Reporting
Wednesday, Feb 15
SECURITIES AND EXCHANGE COMMISSION
Meeting to consider
- Whether to adopt rules and rule amendments under the Securities Exchange Act of 1934 to shorten the standard settlement cycle for most securities transactions. The proposed rules and rule amendments would be applicable to broker-dealers and certain clearing agencies. The Commission also will consider whether to adopt rule amendments under the Investment Advisers Act of 1940 to require investment advisers to maintain certain related records
- Whether to propose to amend and redesignate rule 206(4)-2 under the Investment Advisers Act of 1940 (“Advisers Act”) related to the safeguarding of client assets. The Commission also will consider proposing corresponding amendments to the investment adviser recordkeeping rule and to Form ADV under the Advisers Act.
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