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May 2023

How STA’s New ETF Advisory Committee Furthers Our Heritage of Education and Advocacy

By Ryan Kwiatkowski, StoneX

STA Chairman


At our national conference in Washington DC, as well as affiliate gatherings across North America, live events are a big part of STA. But these events just scratch the surface. Day-to-day, our work to educate our members on pressing regulatory developments and promote their interests before policymakers represents the core of our mission – and our advisory committees are crucial to those efforts.


For the past seven years, STA has operated three advisory committees: Market Structure Analysts, Listed Options, and Retail. These committees identify timely issues and are the source of subject matter expertise on complex topics. While each has its own history for how they came to be, they all represent a two-way street between committee members and STA. Members receive timely updates and regular reports on key issues concerning their respective focus areas, which they can take back to their firms to ensure preparedness for any development, whether expected or unforeseen. In return, STA gains from the collective expertise of seasoned professionals from across our industry, helping us to clarify our positions, ask the right questions, and be better advocates for our members.


These mutual benefits are a big reason why we are pleased to announce our newest advisory committee: the STA ETF Committee. With large, long-term increases in adoption and volumes, as well as continued SEC attention to this important asset class, this is a natural area for STA.


Under the chairmanship of Eric Pollackov, Invesco and STA Governors Steve Capurso, Old Mission and Giang Bui, Nasdaq, we’re confident that there will be no shortage of issues to which our ETF Committee can lend its voice.


Through collaboration, communication, and a shared vision for the future of the securities industry, we are confident that the STA ETF Committee will make a positive impact on our market structure, just as our other committees have. We look forward to serving our members more comprehensively, and to providing updates on this important work.

San Francisco STA's 92nd Annual Conference: Join Virtually!

Can't make it out to the West Coast? No problem - SFSTA's 92nd Annual Conference will kick off with Virtual Business Meetings on Thursday, June 1 from 9am-12pm PST - see the below agenda and register for free to hear from top industry leaders!


8:00am PST: Embracing Innovation – A discussion on the evolving landscape of trading in today’s markets


9:00am PST: Macro Analysis, Fed Policy, and Investment Strategies: Implications for Equity Markets


10:00am PST: Head Trader Panel – Inside Equity Trading: Sell-side Traders sharing their perspectives


11:00am PST: The Future of Equity Market Structure – Striking the right balance between regulation and innovation

Full Lineup & Register Here

Upcoming Affiliate Events


STA Connecticut 2023 Golf Outing

June 1

Sterling Farms Golf Course

Stamford, CT

Details


San Francisco STA 92nd Annual Conference

June 1-4

Pebble Beach Resorts

San Francisco, CA

Details


Boston STA Annual Golf Outing & Educational Panel

June 5

Myopia Hunt Club

Hamilton, MA

Details


ITAP Phillies Game

June 7

Citizens Bank Park

Philadelphia, PA

Details


Boston STA Annual Gala

June 8

Fenway Park

Boston, MA

Details


IETA (Toronto) Annual General Meeting

June 8

Jump Restaurant

Toronto, ON

Details


IETA (Toronto) Annual Golf Tournament

June 9

Eagles Nest Golf Course

Vaughan, ON

Details


STANY WIF Spring Fundraiser Scavenger Hunt

June 14

The Arch in Washington Square Park

Followed by Cocktails at

3 Sheets Saloon

New York, NY

Details


Boston STA Annual Past Presidents Reception

June 14

Boston, MA

Details


STA St. Louis Summer 2023 Outing: Networking, Golf & Baseball Game

June 27-28

Chase Park Plaza Hotel, Forest Park Golf Course

St. Louis, MO

Details


Dallas STA Topgolf

June 29

Topgolf Dallas

Dallas, TX

Details

Affiliate Conferences and Events

STA Trading Views Podcast

Listen Here


Happy Mother's Day From STA!


Security Traders Association and the STA Women in Finance Committee would like to wish all members of our organization a Happy Mother's Day! As our professional climate continues to evolve, we believe that ensuring this evolution is in support of working women and parents should be a top priority. We are inspired by the women in our industry who continue to prove that they can have it all – from a successful and fulfilling career to a thriving family life.

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Changing the Face of Financial Services Interview Series: Martina Rejsjö


As we highlight the important work and impressive achievements of women in all areas of financial services, the STA Women in Finance Committee is pleased to continue this interview series.


Our latest edition features Martina Rejsjö, Director of Regulatory Affairs at Eventus, where she focuses on best practices and efficiencies in trade surveillance. Prior to joining Eventus, Martina was head of Nasdaq’s MarketWatch surveillance team covering U.S. equity markets.

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Taking Stock

Catch A Lift: Giving Like It’s 1999

By: Jim Toes

President & CEO, STA


It’s been well over a decade since I stopped trying to describe what life was like on a trading floor shortly before and after the year 2000. Void of any means to communicate electronically, trading floors were instead filled with loud voices calling out bids and offers on stock trades with notional values far exceeding the price of an average home. The noise added to an already stressful environment where a miscommunication on symbol, size, side, or price could easily result in a costly error. For some, these conditions were unmanageable. For most, however, the sounds of humans yelling provided a natural energy which fostered camaraderie among co-workers and created long-lasting memories.

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Stock Trading in Washington DC: More of Everything Is Needed

By: Jim Toes

President & CEO, STA


Earlier this week, the Pulitzer Prize Board announced the 2023 winners of its coveted and prestigious awards for excellence in journalism. Among the recipients were staff for the Wall Street Journal, who received recognition in the category of Investigative Reporting for bringing to light the financial conflicts of interest among officials at federal agencies – specifically, by identifying those who bought and sold shares in companies they regulated.

Read More

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