21 September 2026

 

Removal of Plastic Waste from Annex IX, Prior Informed Consent for All Plastic Waste: Crucial Step in Fight Against Plastic Pollution

 
 
 

WHAT?

Norway proposes amending Annexes II, VIII, and IX of the Convention by: 

1.   deleting the two entries that exempt certain plastics from PIC controls found in Annex IX -- B3011 and B3026; and


2.   amending Annex II (Y48) by deleting all bullet points beyond the first bullet. 

The proposal from Norway also highlights the need to control the export of shredded plastic materials currently exported as "products" rather than as waste, even when the material still meets the definition of waste, and export should be controlled. Refuse-Derived Fuel (RDF) exports are a clear example of this practice.


Basel Action Network (BAN) strongly supports this proposal, and urges all Parties serious about ending plastic pollution to likewise strongly echo their support. BAN’s further and detailed comments on the Plastic Waste Amendments have been outlined in our submission to the Basel secretariat.

WHY?

In 2019, the Parties to the Basel Convention created and adopted three new waste listings now known as the Plastic Waste Amendments: 

-      A3210 - hazardous plastic waste;

-      Y48 - plastic waste requiring special consideration; and

-      B3011 - non-hazardous plastic waste. 

Since 2021, only B3011 plastic waste could still be freely traded without prior informed consent controls. These wastes must be “destined for recycling in an environmentally sound manner” and “almost free from contamination and other types of wastes”, or “almost exclusively” consisting of one non-halogenated polymer, one cured resin or condensation product, or one fluorinated polymer. The amendments were intended to comprehensively address all plastic waste.  Yet, after more than five years of practice, they have been found to be inadequate in managing the world’s plastic waste.

1. Vague and confusing definitions: It is very difficult for practitioners, customs, and enforcement agents to distinguish between the three categories as the definitions are extremely complex, leading to poor implementation. Lack of legal clarity and a level playing field, creates pollution havens and waste freeways across the globe that traders will exploit, undermining the objectives of the Convention. Removing B3011 under Annex IX and requiring Prior Informed Consent (PIC) for all plastic waste under Annex II and VIII will help protect importing countries against the ambiguity and illegality and the many attempts to exploit loopholes.


2. Electronic waste precedent should be followed: There is already an excellent precedent of almost identical action in the realm of Electronic Wastes when the Parties adopted in 2022 the e-Waste Amendments spearheaded by Switzerland and Ghana. Similarly the difficulty in distinguishing between hazardous and non-hazardous e-waste was a driving factor in the decision to control all of it. Now after these amendments have entered into force in 2025 it is difficult for countries to claim that some types of e-waste should not need to be controlled, making implementation much stronger.


3. Transparency of the Trade is Needed: It is easy to forget that without Basel Controls, the wastes can flow without transparency. Countries will of course lose their right of refusal to an import, but even worse, they will not even know what is crossing their borders and where it is going.  B3011 plastics will still be exempt from reporting as well as the requirement for ESM. Governments will lack the power to protect their environment.


4. Physical harm and chemical toxicity ignored: The existing categories largely ignore the hazardous additives in plastic waste. More than 16,000 chemicals are used in their production, of which more than 4,200 are chemicals of concern, classified as persistent, bio-accumulative, mobile, or toxic. The impact of chemical additives in the recycling workplace and nearby communities remains a likely but still largely unaccounted for risk.


5. Plastics recycling, even of B3011, causes more harm than previously thought: Plastic generates microplastics throughout its life cycle, especially during mechanical recycling, leading to contamination of water, air, and soil. Most imported plastic recycling operations leach massive amounts of micro and nano plastics through the operations of shredding, washing, use of sink-float tanks and poor housekeeping practices. Microplastics have been found to be vectors for heavy metals, chemical and even micro bacterial pollution.


6. Blanket unexamined exemptions in B3011 (i.e. unmixed polymers, cured resins, fluorinated compounds): The legacy exemptions found in B3011 and mirrored in Y48 are no longer fit for purpose. These listings were based on knowledge about how these plastics behave when manufactured and used — not as they behave when shredded, open-burned, or poorly incinerated in countries with no fluoropolymer waste standards, microfibers standards, or knowledge about hazardous additives. The fluoropolymer exemptions are especially concerning because some are PFAS and many of the others can break down into PFAS during or after processing. They must, as Norway proposed, be removed.

Today, as can be seen by the photos at the bottom of this alert, plastic waste continues to be sent to countries that cannot adequately manage their own domestic waste, with foreign plastics taking up recycling capacity, disincentivising domestic collection, and causing further plastic pollution. This leads to macro- and microplastic leakages in the natural environment including marine debris and contamination.


The time has come for the application and proposal by the Government of Norway to be approved.

SIMILAR ACTIONS ACROSS THE GLOBE

  • Significantly, on May 21, 2026, all 27 member states of the European Union now require PIC for all plastic waste leaving the EU under their revised Waste Shipment Regulation, regardless of whether the waste is going to OECD or non-OECD countries, or whether they are hazardous or not. This move leads the way for the Norwegian Proposal.


  • Top importers of plastic waste have also been compelled to strengthen their regulations due to the threat that plastic waste imports pose. Thailand has banned all imports of plastic waste. Malaysia requires Certificates of Approval for all plastic waste imports and will not accept any plastic waste, including B3011, from the United States. Vietnam has limited plastic waste imports only for use in plastics manufacturing processes. Indonesia has also announced a plastic waste import ban.


  • As noted, this is the same approach that has been taken for electronic waste recently with the E-Waste Amendments. Just like e-waste, plastic wastes pose similar problems of dangerous recycling even when the waste itself might be considered non-hazardous.



  • The Basel Convention had the chance to lead global action on plastic pollution during the Plastic Waste Amendments negotiations at Basel COP14 in 2019. A Party at that time also called for exporting countries to sort contaminated waste, noting that many developing countries, to which this waste is destined, do not have the capacity to deal with the contaminants nor the controls at the border. Parties were reminded that waste under Annex IX falls outside the Convention, and that plastic waste should be subject to the PIC procedure which means that all of the exports would claim to be B3011. Norway is now realizing we need to do with plastic what we did with e-waste.


  • The INC process to develop a stand-alone treaty on Plastic Waste is currently in jeopardy of creating a successful outcome. Even if it does succeed it will not be able to interfere with the role of the Basel Convention with respect to trade. As before, control of the Plastic Waste problem must be the mandate of the one functioning treaty that can make a difference in the matter. Basel must act again

CALL TO ACTION:

➜ Support PIC for all Plastic Waste. Support the Norwegian Application.

➜ Please send in your submissions to the Secretariat on this Important Matter before September 30.

 

Parties and observers are invited to provide comments on the application submitted by the Government of Norway for the removal of wastes from Annex IX to the Basel Convention, as contained in document UNEP/CHW/OEWG.15/INF/32.

The deadline for the submission of comments is 30 September 2026. Comments should be sent to Ms. Melisa Lim at melisa.lim@un.org.

 

The Invitation to provide comments on the application submitted by the Government of Norway for the removal of wastes from Annex IX to the Basel Convention is here:

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